John C. Sanchez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Sanchez was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1998. John had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2006 - February 27, 2007
VICTORY WEALTH PARTNERS
October 25, 2004 - March 8, 2006
USALLIANZ SECURITIES, INC.
October 25, 2004 - March 8, 2006
USALLIANZ SECURITIES, INC.
June 22, 2004 - November 16, 2004
SIGNATOR INVESTORS, INC.
August 15, 2003 - June 9, 2004
WS GRIFFITH SECURITIES, INC.
August 15, 2003 - June 9, 2004
WS GRIFFITH SECURITIES, INC.
May 8, 2002 - August 21, 2003
CITIGROUP GLOBAL MARKETS INC.
November 17, 2000 - August 21, 2003
CITIGROUP GLOBAL MARKETS INC.
December 18, 1998 - December 13, 2000
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
VICTORY WEALTH PARTNERS
CRD#: 107203 / SEC#: 801-36836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY WEALTH PARTNERS
CRD#: 107203 / SEC#: 801-36836
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 468 |
| AUM (Assets Under Management) | $ 102,572,219 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
