Stefanie L. Yeager

CRD#: 3153379

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stefanie Louise Yeager, who also goes by Stefanie Louise Veager Hetrice, Stefanie Louise Yeagerhetrick, was a registered financial professional .

Stefanie is a previously registered financial professional and started their career in finance in 1998. Stefanie had worked at 7 firms and has passed the Series 66 and Series 7 exams.

Biography

Stefanie focuses on working with families and individuals by preparing wealth plans and managing client relationships. 

Prior to joining Mariner Wealth Advisors, she held various roles with Omega Financial, The Bryn Mawr Trust Company and an investment advisory firm.  

Graduating with honors, Stefanie has a bachelor’s degree in finance from West Chester University, an MBA from Clarion University, and a certificate from Central Atlantic School of Trust and Investment Management.

Question & Answer

Are you a "fiduciary"?

Aliases

Stefanie Louise Veager Hetrice | Stefanie Louise Yeagerhetrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

HOLLIDAYSBURG, PA

Past

February 22, 2002 - February 11, 2003

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

December 7, 1998 - April 20, 2001

SAFEGUARD SECURITIES, INC.

CRD#: 31256

MAYFIELD HEIGHTS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/1/1998

General Securities Representative Examination

Current Firm

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

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Contact information

Main Address

5700 W. 112th Street Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

1,503

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINER ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	155,767
AUM (Assets Under Management)	$ 98,603,233,201

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
11/19/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Stefanie L. Yeager

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MARINER WEALTH ADVISORS

ART INVESTMENT PARTNERS, LLC

FNB WEALTH MANAGEMENT

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

SAFEGUARD SECURITIES, INC.

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2000

Series 7

Date: 12/1/1998

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

Contact information

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