Leslie M. Persin
Professional summary
Leslie Marie Persin, AIF® is a registered financial advisor currently at TRUSTMONT FINANCIAL GROUP, INC. located in Sylvan Lake, Michigan.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 1999. Leslie has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leslie Marie Persin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2019 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: 1899 Orchard Lake Road, Ste 204, Sylvan Lake, MI 48320February 14, 2017 - July 31, 2019
CAPITAL FINANCIAL SERVICES, INC.
November 9, 2011 - December 31, 2016
CONCORDE INVESTMENT SERVICES, LLC
March 23, 2006 - August 25, 2011
GLP INVESTMENT SERVICES, LLC
February 24, 2003 - December 31, 2004
SPC
February 10, 2003 - December 31, 2005
SIGMA FINANCIAL CORPORATION
March 14, 2002 - January 30, 2003
AMERIPRISE ADVISOR SERVICES, INC.
March 18, 1999 - September 25, 1999
RONEY & CO.
March 18, 1999 - November 28, 2001
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2020)
(10/23/2025)
(9/26/2025)
(11/6/2019)
(10/1/2019)
(2/3/2021)
(7/24/2021)
(1/4/2023)
(1/24/2020)
Exams
FINRA
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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