NL
Nathan J. Lovelle
COUNCIL OAK WEALTH ADVISORS
Tulsa, OK 74137
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CRD#: 3153234
NL
Professional summary
Nathan Joel Lovelle, who also goes by Nathan J Lovelle, is a registered financial advisor currently at COUNCIL OAK WEALTH ADVISORS located in Tulsa, Oklahoma.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Nathan has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan J Lovelle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)JNP, LLC / 2209 E. 17th PL., TULSA, OK 74104 / REAL ESTATE / RENTAL PROPERTIES / MEMBER / PARTICIPATING MEMBER / START DATE 9/6/2012 2)LOVELLE PROPERTIES LLC /10000 S. LYNN LANE, BROKEN ARROW, OK 74012 / HOLD PRIVATE INVESTMENTS / APPROVED PRIVATE INVESTMENTS / PARTNER /PRIVATE INVESTMENTS / START DATE 5/19/2013. 3)University of Tulsa / 800 S. Tucker Drive Tulsa,ok 74104 / Other/ Education / Education / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / advice to Dean of Business School, no decision making / Start Date Educational Institution 1/1/15-12/31/17 / two 1/2 day meetings per year 4) SHELTER ME, LLC/10000 S. LYNN LANE, BROKEN ARROW, OK 74012/COMPANY SET UP FOR TAX PURPOSES/ NON-INVESTMENT RELATED/MANAGING MEMBER/START DATE: 05/2018/01HR PER MONTH/00HRS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Joel Lovelle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2018 - Present
COUNCIL OAK WEALTH ADVISORS
Office #1: 8801 S. Yale Avenue Suite 420, Tulsa, OK 74137RIA
CRD#: 297180
Tulsa, OK
Past
January 5, 2009 - June 20, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
TULSA, OK
Past
January 5, 2009 - June 20, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
TULSA, OK
Past
January 20, 1999 - January 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TULSA, OK
Past
December 7, 1998 - January 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
COUNCIL OAK WEALTH ADVISORS
COUNCIL OAK WEALTH ADVISORS | COWA, LLC
CRD#: 297180 / SEC#: 801-113403
RIA
Registered Investment Advisory firm - (6/8/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(6/11/2018)
IAR
Texas(6/11/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CO
COUNCIL OAK WEALTH ADVISORS
COUNCIL OAK WEALTH ADVISORS | COWA, LLC
CRD#: 297180 / SEC#: 801-113403
RIA
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Contact information
Main Address
8801 S. Yale Avenue Suite 420, Tulsa, OK 74137
Mailing Address
3091 S.e. Washington Blvd. Ste B, Bartlesville, OK 74006
Phone number
(918) 984-9110
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 890 |
| AUM (Assets Under Management) | $ 435,179,814 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COUNCIL OAK WEALTH ADVISORS
CRD#: 297180Tulsa, OK 74137TRUST BUT VERIFY
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