Paul F. Clarke
Professional summary
Paul Francis Clarke was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Paul had worked at 1 firm, which includes TRADE.COM ONLINE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2000 - August 15, 2000
TRADE.COM ONLINE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRADE.COM ONLINE SECURITIES, INC.
CRD#: 36189 / SEC#: , 8-47085
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADE.COM GLOBAL MARKETS, INC. | SOLE SHAREHOLDER | |
| ASCHENBRENNER, ERIK DAVID | MANAGING DIRECTOR - COMPLIANCE / REGULATORY | 1595274 |
| BEHRMAN, MARK TODD | DIRECTOR, EXECUTIVE VP / CFO - FINOP | 1657208 |
| CASTAGNA, MATTHEW DOMINIC | DIRECTOR / SECRETARY | 4123051 |
| DUKES, KERRY JOSEPH | DIRECTOR, PRESIDENT | 1773976 |
| GULBIN, JOSEPH PETER JR | SROP / CROP | 2364022 |
| RUBIN, NEIL ROY | DIRECTOR, EXECUTIVE VICE PRESIDENT | 1070698 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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