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Robert W. Robinson

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CRD#: 3152956
RR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert William Robinson II, who also goes by Robert W II Robinson, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 8 firms and has passed the Series 63 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert W Ii Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 13, 2012 - January 27, 2015

OLD MISSION CAPITAL, LLC

BD
CRD#: 146991
CHICAGO, IL
Past

October 10, 2012 - April 1, 2014

ENTREX CAPITAL MARKET, LLC

BD
CRD#: 156352
CHICAGO, IL
Past

October 3, 2011 - October 17, 2013

KAPITAL SECURITIES, LLC

BD
CRD#: 156655
CHICAGO, IL
Past

April 1, 2009 - December 31, 2010

ALPINE SECURITIES USVI, LLC

BD
CRD#: 149217
ST. THOMAS, VI
Past

January 22, 2009 - March 8, 2011

HB SECURITIES, LLC

BD
CRD#: 140356
NEWPORT BEACH, CA
Past

September 16, 2008 - March 30, 2009

CENTURION SECURITIES L.L.C.

BD
CRD#: 120419
NEW YORK, NY
Past

September 12, 2008 - January 7, 2014

HARD EIGHT TRADING, LLC

BD
CRD#: 137099
CHICAGO, IL
Past

March 18, 2008 - September 23, 2008

ZEPHYR TRADING LLC

BD
CRD#: 104252
WINNETKA, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/19/1998
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/7/2008
Financial and Operations Principal Examination

Current Firm

OM
OLD MISSION CAPITAL, LLC
OLD MISSION CAPITAL, LLC

CRD#: 146991 / SEC#: , 8-67867

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Mailing Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Phone number
(312) 235-5371
Established
Illinois since 03/19/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
OLD MISSION GROUP LLCMEMBER
GUZOWSKI, JOSEF MICHAELMANAGER2989719
KEITH, ALLEN THOMASFINOP4457493
LOOBY, KEVIN PETERCHIEF COMPLIANCE OFFICER4229297
MARQUEZ AVITIA, ERICA NMNCHIEF OPERATING OFFICER5074353
NICHOLS, PATRICK JAMESMANAGER4757503
RUSSINA, BRYAN SCOTTMANAGER5031844

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLD MISSION CAPITAL, LLC

CRD#: 146991

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