Paul J. Gassner

LAKEKAT ADVISORY

Naples, FL

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CRD#: 3152918

Professional summary

Paul Jerome Gassner, who also goes by Paul Gassner, is a registered financial advisor currently at LAKEKAT ADVISORY, LLC located in Naples, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Paul has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Gassner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jerome Gassner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 1998 - Present

LAKEKAT ADVISORY, LLC

RIA

CRD#: 113433

Naples, FL

Past

November 10, 1998 - December 31, 2004

LAKEKAT ADVISORY, LLC

RIA

CRD#: 113433

HAZELHURST, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(11/10/1998)

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Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/1998

Uniform Investment Adviser Law Examination

Current Firm

LAKEKAT ADVISORY, LLC

LAKEKAT ADVISORY, LLC | PAUL GASSNER

CRD#: 113433 / SEC#:

Wisconsin

Registered Investment Advisory firm - (11/10/1998 Approved)

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Contact information

Main Address

6859 South Shore, Hazelhurst, WI 54531

Mailing Address

Phone number

(715) 432-6888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul J. Gassner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jerome Gassner's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKEKAT ADVISORY, LLC

LAKEKAT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/1998

Current Firm

LAKEKAT ADVISORY, LLC

Contact information

Documents

Red Flags

Company Information

LAKEKAT ADVISORY, LLC

TRUST BUT VERIFY

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