Dinitia Y. Cazy

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

Indianapolis, IN

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CRD#: 3152894

Professional summary

Dinitia Yvonne Cazy, who also goes by Dinita Yvonne Cazy, Dinitia Yvonne Cazy, Dinita Yvonne Cunningham, Dinitia Yvonne Cunningham, Dinitia Cazy, Dinitia Y Cunningham, is a registered financial advisor currently at BLACKTOWER FINANCIAL MANAGEMENT (US) LLC located in Indianapolis, Indiana.

Dinitia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dinitia has worked at 13 firms and has passed the Series 66, Series 63, Series 82TO, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Complete Compliance Solutions LLC - Compliance consulting services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dinitia Yvonne Cazy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2024 - Present

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

RIA

CRD#: 289142

Indianapolis, IN

Past

June 6, 2024 - May 30, 2025

FENNEL

CRD#: 316281

NEW YORK, NY

Past

October 26, 2023 - November 14, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

May 11, 2023 - October 2, 2023

EXEMPLAR WEALTH ADVISORS, LLC

RIA

CRD#: 322419

Boston, MA

Past

March 28, 2023 - October 2, 2023

EXEMPLAR CAPITAL, LLC

CRD#: 155786

INDIANAPOLIS, IN

Past

February 18, 2022 - March 24, 2023

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

INDIANAPOLIS, IN

Past

February 18, 2022 - March 24, 2023

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

September 26, 2017 - November 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDIANAPOLIS, IN

Past

November 24, 2015 - November 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

INDIANAPOLIS, IN

Past

June 27, 2014 - May 18, 2015

NATIONAL PLANNING CORPORATION

CRD#: 29604

INDIANAPOLIS, IN

Past

October 12, 2007 - July 2, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

INDIANAPOLIS, IN

Past

November 8, 2002 - November 8, 2005

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

Past

September 1, 2000 - June 14, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Past

September 1, 2000 - June 14, 2001

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

April 18, 1999 - July 10, 2000

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

December 2, 1998 - April 8, 1999

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

CRD#: 289142 / SEC#: 801-111088

RIA

Registered Investment Advisory firm - (9/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 3/28/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 99TO

Date: 3/7/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/24/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 3/7/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 4/1/2022

General Securities Principal Examination

Current Firm

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

CRD#: 289142 / SEC#: 801-111088

RIA

Registered Investment Advisory firm - (9/5/2017 Approved)

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Contact information

Main Address

4700 Millenia Boulevard Sute 175, Orlando, FL 32839

Mailing Address

Phone number

+1 (407) 362-7753

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - BLACKTOWER F M (US) LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 122,828,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dinitia Y. Cazy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dinitia Yvonne Cazy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FENNEL

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

EXEMPLAR WEALTH ADVISORS, LLC

EXEMPLAR CAPITAL, LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NATIONAL PLANNING CORPORATION

KESTRA INVESTMENT SERVICES, LLC

INTERVEST INTERNATIONAL EQUITIES CORPORATION

THE VARIABLE ANNUITY MARKETING COMPANY

VALIC FINANCIAL ADVISORS, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

THE VARIABLE ANNUITY MARKETING COMPANY

Primary Firm SEC Registration

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2017

Series 63

Date: 9/6/2000

Series 82TO

Date: 3/28/2023

Series 99TO

Date: 3/7/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2017

Series 6

Date: 11/24/1998

Series 14

Date: 3/7/2023

Series 24

Date: 4/1/2022

Current Firm

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

TRUST BUT VERIFY

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