Richard E. Hogg

LINDEN FINANCIAL GROUP

Caldwell, ID

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CRD#: 3152777

Professional summary

Richard Edward Hogg, who also goes by Rick Hogg, is a registered financial advisor currently at LINDEN FINANCIAL GROUP located in Caldwell, Idaho.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Hogg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Edward Hogg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2006 - Present

LINDEN FINANCIAL GROUP

RIA

CRD#: 139719

Caldwell, ID

Past

November 18, 2005 - February 21, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOISE, ID

Past

April 26, 2005 - February 21, 2006

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 7, 2003 - December 31, 2004

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

October 13, 2000 - April 20, 2001

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

March 9, 1999 - March 17, 2000

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(3/22/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/8/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LINDEN FINANCIAL GROUP

LINDEN FINANCIAL GROUP | SET ADVISORS, LLC | LINDEN INVESTMENT SERVICES, LLC

CRD#: 139719 / SEC#: 801-68700

RIA

Registered Investment Advisory firm - (9/25/2008 Terminated)

Idaho

Registered Investment Advisory firm - (3/21/2006 Approved)

Oregon

Registered Investment Advisory firm - (2/6/2025 Cancelled)

Virginia

Registered Investment Advisory firm - (2/7/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Caldwell, ID

Mailing Address

Phone number

(208) 789-6931

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard E. Hogg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Edward Hogg's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINDEN FINANCIAL GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WORLD GROUP SECURITIES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2005

Series 63

Date: 2/2/2001

Series 6

Date: 3/8/1999

Current Firm

LINDEN FINANCIAL GROUP

Contact information

Documents

Red Flags

Company Information

LINDEN FINANCIAL GROUP

TRUST BUT VERIFY

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