Charles A. Yale

FIRST MANHATTAN CO. LLC

Omaha, NE 68106

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CRD#: 3152649

Professional summary

Charles Adam Yale, who also goes by Adam Yale, is a registered financial advisor currently at FIRST MANHATTAN CO. LLC located in Omaha, Nebraska.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Charles has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Yale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Adam Yale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2026 - Present

FIRST MANHATTAN CO. LLC

Office #1: 2111 South 67th Street Suite 300, Omaha, NE 68106

RIA

CRD#: 325281

Omaha, NE

Past

January 29, 2023 - January 8, 2026

LAWSON KROEKER INVESTMENT MANAGEMENT INC

RIA

CRD#: 105053

OMAHA, NE

Past

September 20, 2006 - January 5, 2023

RED CEDAR CAPITAL, LLC

RIA

CRD#: 141642

OMAHA, NE

Past

June 20, 2005 - August 10, 2006

AMERICA FIRST INVESTMENT ADVISORS LLC

RIA

CRD#: 106984

OMAHA, NE

Past

April 23, 2004 - June 8, 2005

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

OMAHA, NE

Past

February 25, 2004 - June 8, 2005

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

April 18, 2001 - July 17, 2001

CBC SECURITIES, INC.

CRD#: 46153

NEWTON, MA

Past

June 16, 1999 - January 10, 2000

FIRST MANHATTAN SECURITIES LLC

CRD#: 1845

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA

Registered Investment Advisory firm - (1/13/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/8/2026)

IAR

New York
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/9/1999

General Securities Representative Examination

Current Firm

FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA

Registered Investment Advisory firm - (1/13/1977 Approved)

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Contact information

Main Address

399 Park Avenue, New York, NY 10022

Mailing Address

Phone number

(212) 756-3300

Established

Firm type

Fiscal year end

# of Employees

132

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST MANHATTAN BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,722
AUM (Assets Under Management)	$ 34,439,571,092

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/25/2024	Cover Page	Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles A. Yale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Adam Yale's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAWSON KROEKER INVESTMENT MANAGEMENT INC

RED CEDAR CAPITAL, LLC

AMERICA FIRST INVESTMENT ADVISORS LLC

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

CBC SECURITIES, INC.

FIRST MANHATTAN SECURITIES LLC

Primary Firm SEC Registration

FIRST MANHATTAN CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2004

Series 63

Date: 4/12/1999

Series 7

Date: 2/9/1999

Current Firm

FIRST MANHATTAN CO. LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST MANHATTAN CO. LLC

TRUST BUT VERIFY

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