Gabriel W. Hynes
Professional summary
Gabriel William Hynes was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gabriel is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Gabriel had worked at 4 firms, which includes KESTRA INVESTMENT SERVICES LLC, EAGLE STRATEGIES LLC, NYLIFE SECURITIES LLC, A. G. EDWARDS & SONS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2018 - April 13, 2018
KESTRA INVESTMENT SERVICES, LLC
February 15, 2018 - February 22, 2018
KESTRA INVESTMENT SERVICES, LLC
August 9, 2001 - June 20, 2017
EAGLE STRATEGIES LLC
January 18, 2001 - June 20, 2017
NYLIFE SECURITIES LLC
January 8, 1999 - December 20, 2000
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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