Karen R. Bordonaro

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CRD#: 3152460

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Karen R Bordonaro, CFP®, who also goes by Karen Rittenhouse, was a registered financial professional .

Karen is a previously registered financial professional and started their career in finance in 1999. Karen had worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Karen Rittenhouse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH OFFICE NATURE OF BUSINESS: INDEPENDENT RIA POSITION/TITLE/RELATIONSHIP: REGISTERED INVESTMENT ADVISER REP START DATE: 08/31/2009 # HOURS SPENT ON THIS ACTIVITY / MONTH: 160 # HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT): DESCRIPTION OF DUTIES: MANAGES CLIENT ASSETS AND PREPARES FINANCIAL PLANS NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH OFFICE NATURE OF BUSINESS: INSURANCE POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT START DATE: 08/31/2009 # HOURS SPENT ON THIS ACTIVITY / MONTH: 1 # HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT): DESCRIPTION OF DUTIES: SELLS AND SERVICES LIFE, LONG TERM CARE AND DISABILITY INSURANCE

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

September 25, 2009 - December 12, 2023

DEMMING FINANCIAL SERVICES CORP.

RIA

CRD#: 7691

NEW YORK, NY

Past

July 23, 1999 - August 23, 2001

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/22/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/11/2011

General Securities Principal Examination

Current Firm

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

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Contact information

Main Address

13 New Hudson Road, Aurora, OH 44202

Mailing Address

Phone number

(330) 562-2122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	3,228
AUM (Assets Under Management)	$ 675,718,034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen R. Bordonaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

DEMMING FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/1999

Series 7

Date: 2/22/1999

Series 24

Date: 4/11/2011

Current Firm

DEMMING FINANCIAL SERVICES CORP.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEMMING FINANCIAL SERVICES CORP.

TRUST BUT VERIFY

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