Vikram V. Naik
Professional summary
Vikram Vishweshwar Naik was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vikram is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Vikram had worked at 3 firms, which includes VISUN SECURITIES CORPORATION, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2001 - May 14, 2003
VISUN SECURITIES CORPORATION
February 11, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 11, 1999 - August 28, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VISUN SECURITIES CORPORATION
CRD#: 15251 / SEC#: , 8-31907
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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