Paul A. Gonoud
Professional summary
Paul Andrew Gonoud is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York and DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 10 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Andrew Gonoud's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2024 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY 10005May 3, 2024 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 11 Wall Street, New York, NY 10005May 3, 2024 - August 12, 2025
ONE GROWTH SECURITIES LLC
May 17, 2023 - April 15, 2024
PROMETHEUM EMBER CAPITAL
February 28, 2022 - April 15, 2024
PROMETHEUM ATS
October 2, 2019 - March 4, 2022
NOMURA SECURITIES INTERNATIONAL, INC.
September 13, 2019 - September 23, 2019
ELECTRONIC TRANSACTION CLEARING, INC.
November 9, 2011 - August 27, 2019
ALLIANCEBERNSTEIN INVESTMENTS, INC.
March 21, 2001 - August 27, 2019
SANFORD C. BERNSTEIN & CO., LLC
February 1, 1999 - March 30, 2000
COMMERZBANK CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH INSTITUTIONAL LLC
CRD#: 33038 / SEC#: , 8-31461
Contact information
FINRA licenses (32 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | CHIEF OPERATING OFFICER | 2262100 |
| MADARASZ, RONALD JOHN | SENIOR MANAGER, INSTITUTIONAL SALES & TRADING | 1769473 |
| METZGER, BARRY SCOTT | CHIEF EXECUTIVE OFFICER | 4719211 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
| TZANETEAS, ALEC MICHAEL | CHIEF COMPLIANCE OFFICER | 6983736 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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