Paul S. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Stephen King, who also goes by Paul S. King, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1999. Paul had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2016 - September 1, 2016
KULSHAN FINANCIAL GROUP
August 17, 2015 - January 5, 2016
OBS FINANCIAL
February 5, 2013 - February 6, 2014
SEAGATE ADVISER SERVICES
March 30, 2011 - October 3, 2012
OBS BROKERAGE SERVICES, INC.
December 10, 2010 - March 7, 2011
MML INVESTORS SERVICES, LLC
December 3, 2010 - March 7, 2011
MML INVESTORS SERVICES, LLC
July 19, 2010 - November 5, 2010
CS2 SERVICES
May 18, 2010 - November 30, 2010
OBS BROKERAGE SERVICES, INC.
January 23, 2008 - September 25, 2008
AMERICAN SECURITIES GROUP, INC.
January 10, 2008 - September 25, 2008
AMERICAN SECURITIES GROUP, INC.
September 8, 2007 - January 11, 2008
NAVY FEDERAL ASSET MANAGEMENT, LLC
January 9, 2007 - September 8, 2007
NAVY FEDERAL INVESTMENT SERVICES, LLC
December 12, 2006 - December 31, 2007
NAVY FEDERAL INVESTMENT SERVICES, LLC
March 27, 2006 - November 9, 2006
WORLD EQUITY GROUP, INC.
March 27, 2006 - November 9, 2006
WORLD EQUITY GROUP, INC.
February 19, 2004 - March 21, 2006
CUNA BROKERAGE SERVICES, INC.
November 2, 2001 - March 21, 2006
CUNA BROKERAGE SERVICES, INC.
May 25, 2000 - October 15, 2001
MML INVESTORS SERVICES, LLC
September 27, 1999 - April 14, 2000
METROPOLITAN LIFE INSURANCE COMPANY
September 27, 1999 - April 14, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KULSHAN FINANCIAL GROUP
CRD#: 282021 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
