Michael I. Balstad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Irwin Balstad JR was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2015 - November 16, 2016
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
July 2, 2004 - December 31, 2006
MML INVESTORS SERVICES, LLC
June 12, 2003 - June 17, 2004
KESTRA INVESTMENT SERVICES, LLC
December 11, 2002 - June 17, 2004
KESTRA INVESTMENT SERVICES, LLC
April 5, 2002 - December 4, 2002
MORGAN STANLEY DW INC.
July 27, 2001 - December 4, 2002
MORGAN STANLEY DW INC.
March 8, 1999 - August 2, 2001
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 229,760,228 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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