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YG

Yoryana Goncalves

SAFRA SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 3151178
YG

Professional summary

Yoryana Goncalves, who also goes by Yoryana Goncalves Ms., is a registered financial professional currently at SAFRA SECURITIES LLC located in Miami, Florida.

Yoryana is registered as a RR (Registered Representative) and started their career in finance in 2004. Yoryana has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Yoryana Goncalves Ms.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yoryana Goncalves's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 3, 2026 - Present

SAFRA SECURITIES LLC

Office #1: 1221 Brickell Avenue Suite 500, Miami, FL 33131
BD
CRD#: 47873
Miami, FL
Past

June 4, 2025 - March 16, 2026

INSIGNEO ADVISORY SERVICES, LLC

RIA
CRD#: 282589
MIAMI, FL
Past

May 29, 2025 - March 16, 2026

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
MIAMI, FL
Past

June 11, 2024 - May 21, 2025

OCEAN FINANCIAL ADVISORS LLC

RIA
CRD#: 291950
Miami, FL
Past

April 19, 2024 - May 21, 2025

OCEAN FINANCIAL SERVICES, LLC

BD
CRD#: 164289
MIAMI, FL
Past

July 9, 2021 - April 12, 2024

INSIGNEO ADVISORY SERVICES, LLC

RIA
CRD#: 282589
MIAMI, FL
Past

June 1, 2021 - April 12, 2024

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
MIAMI, FL
Past

August 9, 2006 - June 1, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

August 8, 2006 - June 1, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

August 25, 2005 - August 21, 2006

UBS INTERNATIONAL INC.

RIA
CRD#: 107726
MIAMI, FL
Past

August 18, 2005 - August 21, 2006

UBS INTERNATIONAL INC.

BD
CRD#: 107726
NEW YORK, NY
Past

September 15, 2004 - July 13, 2005

EFG CAPITAL INTERNATIONAL LLC

RIA
CRD#: 28349
MIAMI, FL
Past

September 14, 2004 - July 13, 2005

EFG CAPITAL INTERNATIONAL LLC

BD
CRD#: 28349
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/3/2026)
RR
Massachusetts
(4/3/2026)
RR
New York
(4/3/2026)
RR
North Carolina
(4/3/2026)
RR
Puerto Rico
(4/3/2026)
RR
Texas
(4/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/18/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/10/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SAFRA SECURITIES LLC
SAFRA SECURITIES CORPORATION | SAFRA SECURITIES LLC

CRD#: 47873 / SEC#: , 8-51935

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
546 Fifth Ave, New York, NY 10036
Mailing Address
546 Fifth Ave, New York, NY 10036
Phone number
(212) 704-5500
Established
Delaware since 12/31/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAFRA NATIONAL BANK OF NEW YORKSOLE SHAREHOLDER
BONFIM, CARLOS CESAR BERTACODIRECTOR
COLOMBO, RAFAELODIRECTOR6054935
DIBIASI, ANTHONYFINOP6435706
GRUNWALD, MARK STEVENDIRECTOR & PRESIDENT3262204
JAVIER, SIGMUND PETERDIRECTOR6002619
MCCARTHY, GERARD THOMASCHIEF COMPLIANCE OFFICER3121615
MORATO, SIMONI PASSOSDIRECTOR5568481
OSWALD, THOMAS FRANCISCHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER1828798
YOU, SANG MIN JIMMYCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER6693855

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAFRA SECURITIES LLC

CRD#: 47873Miami, FL 33131

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