Kent T. Hickey
Professional summary
Kent Thomas Hickey, CFP®, CPWA®, who also goes by Kent Thomas Hickey Cfp, is a registered financial advisor currently at UBEQUITY WEALTH MANAGEMENT, LLC located in Round Rock, Texas.
Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kent has worked at 4 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kent Thomas Hickey's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Start date: 2020-10-16
Expire date: 2024-09-30
Experience
January 15, 2021 - Present
UBEQUITY WEALTH MANAGEMENT, LLC
October 1, 2019 - January 20, 2021
COMMONWEALTH FINANCIAL NETWORK
October 1, 2019 - January 20, 2021
COMMONWEALTH FINANCIAL NETWORK
February 22, 2012 - October 7, 2019
SECURIAN FINANCIAL SERVICES, INC.
March 10, 2010 - October 7, 2019
SECURIAN FINANCIAL SERVICES, INC.
October 16, 2000 - March 17, 2010
JOURNEY FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/2021)
(1/15/2021)
Exams
Current Firm
UBEQUITY WEALTH MANAGEMENT, LLC
CRD#: 311577 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 36,099,058 |
Red Flags
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