Matthew G. Ringler

LAKELAND INVESTMENT ADVISORS.

Syracuse, IN

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CRD#: 3150870

Professional summary

Matthew Garry Ringler, CFP®, who also goes by Matt Ringler, is a registered financial advisor currently at LAKELAND INVESTMENT ADVISORS, LLC. located in Syracuse, Indiana.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Matthew has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Ringler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM LICENSED TO OFFER AND SELL INDIDVIDUAL LIFE INSURANCE AND FIXED ANNUITIES IN BOTH INDIANA AND FLORIDA. I AM AN IDEPENDENT CONTRACTOR AND AM ABLE TO ACT AS BROKER BETWEEN CLIENTS AND VARIOUS COMPANIES. I DEVOUT APPROXIMATELY 5 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Garry Ringler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

September 21, 2011 - Present

LAKELAND INVESTMENT ADVISORS, LLC.

RIA

CRD#: 158978

Syracuse, IN

Past

June 18, 2007 - September 29, 2011

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

KOKOMO, IN

Past

June 18, 2007 - September 29, 2011

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

KOKOMO, IN

Past

August 8, 2006 - June 7, 2007

OBS FINANCIAL

RIA

CRD#: 138615

CONCORD, CA

Past

January 10, 2006 - June 6, 2007

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

WHITEHOUSE, OH

Past

January 6, 2005 - February 6, 2006

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

December 7, 2000 - October 8, 2004

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

March 15, 2000 - October 12, 2000

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 12, 1999 - November 29, 1999

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

May 12, 1999 - November 29, 1999

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/10/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/11/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LAKELAND INVESTMENT ADVISORS, LLC.

CRD#: 158978 / SEC#:

Indiana

Registered Investment Advisory firm - (9/21/2011 Approved)

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Contact information

Main Address

Syracuse, IN

Mailing Address

Phone number

(317) 376-3506

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 20,317,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew G. Ringler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Garry Ringler's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

OBS FINANCIAL

OBS BROKERAGE SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

CETERA INVESTMENT SERVICES LLC

BANC ONE SECURITIES CORPORATION

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2006

Series 63

Date: 4/12/1999

Series 7

Date: 1/10/2002

Series 6

Date: 5/11/1999

Current Firm

LAKELAND INVESTMENT ADVISORS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAKELAND INVESTMENT ADVISORS, LLC.

TRUST BUT VERIFY

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