Joseph V. Comella
Professional summary
Joseph Vincent Comella, who also goes by Joseph V Comella, is a registered financial professional currently at PYRAMID FUNDS CORPORATION located in Albany, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Vincent Comella's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2009 - Present
PYRAMID FUNDS CORPORATION
Office #1: 21 Everett Road Ext, Albany, NY 12205December 6, 2005 - March 27, 2009
VOYA FINANCIAL ADVISORS, INC.
March 25, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
March 25, 1999 - December 6, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2009)
(3/23/2009)
(2/19/2024)
Exams
FINRA
Current Firm
PYRAMID FUNDS CORPORATION
CRD#: 3110 / SEC#: , 8-12769
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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