Jeffrey L. Kuhn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lee Kuhn, CFP® was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2014 - December 31, 2015
FIDUCIARY WEALTH MANAGEMENT, LLC
January 9, 2014 - October 11, 2016
AGES FINANCIAL SERVICES, LTD.
August 31, 2007 - December 31, 2013
CADARET, GRANT & CO., INC.
August 18, 2006 - December 31, 2013
CADARET, GRANT & CO., INC.
March 8, 2006 - August 25, 2006
LEGACY ADVISORY SERVICES, INC.
March 4, 2004 - August 25, 2006
LEGACY FINANCIAL SERVICES, INC.
January 28, 2002 - December 31, 2003
FIRST MONTAUK SECURITIES CORP.
March 3, 1999 - February 7, 2002
IDS LIFE INSURANCE COMPANY
March 3, 1999 - February 7, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDUCIARY WEALTH MANAGEMENT, LLC
CRD#: 157290 / SEC#: 801-108997
Contact information
Regulatory assets under management
| Total Number of Accounts | 414 |
| AUM (Assets Under Management) | $ 451,605,476 |
Red Flags
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