Gene M. Toboyek

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CRD#: 3150608

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gene Michael Toboyek was a registered financial professional .

Gene is a previously registered financial professional and started their career in finance in 1999. Gene had worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/21/2014 - UNIVERSITY OF WISCONSON - WHITEWATER/ LECTURER/ 80%/ WHITEWATER, WI 2. 11/21/2014 - FREEDOM WEALTH ALLIANCE/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ BROOKFIELD, WI. 3. 12/3/2014: REGISTERED INVESTMENT ADVISOR HYBRID - FREEDOM WEALTH ALLIANCE - INVESTMENT RELATED - TIME SPENT 50% - BROOKFIELD, WI. 4. 3/1/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/04/2016 - 0 Hours Per Month - Notary Public.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 2, 2015 - August 2, 2023

FREEDOM WEALTH ALLIANCE

RIA

CRD#: 170456

BROOKFIELD, WI

Past

November 21, 2014 - November 14, 2022

LPL FINANCIAL LLC

CRD#: 6413

BROOKFIELD, WI

Past

April 23, 2010 - September 15, 2014

CEDAR CREEK SECURITIES, INC.

CRD#: 118498

MILWAUKEE, WI

Past

March 16, 2005 - August 14, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MILWAUKEE, WI

Past

November 29, 2001 - August 14, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

September 2, 1999 - November 7, 2001

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

March 3, 1999 - September 17, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 3, 1999 - September 17, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/11/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2001

General Securities Principal Examination

Current Firm

FREEDOM WEALTH ALLIANCE

FREEDOM WEALTH ALLIANCE | WEALTH MANAGEMENT SOLUTIONS | OAK LEAF CAPITAL PARTNERS | FREEDOM WEALTH ALLIANCE, LLC

CRD#: 170456 / SEC#: 801-79331

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Contact information

Main Address

675 North Barker Road Suite 220, Brookfield, WI 53045

Mailing Address

Phone number

(262) 798-7979

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FREEDOM WEALTH ALLIANCE ADV 2A & WRAP FEE PROGRAM APPENDIX (3/7/2023)

Regulatory assets under management

Total Number of Accounts	1,613
AUM (Assets Under Management)	$ 279,810,534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gene M. Toboyek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

CEDAR CREEK SECURITIES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FIRSTAR INVESTMENT SERVICES,INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2005

Series 63

Date: 12/4/1998

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/1/1998

Series 53

Date: 2/11/2002

Series 24

Date: 12/13/2001

Current Firm

FREEDOM WEALTH ALLIANCE

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FREEDOM WEALTH ALLIANCE

TRUST BUT VERIFY

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