Steven L. Soskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lawrence Soskin, who also goes by Steven Lawerence Soskin, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1999. Steven had worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2011 - August 21, 2012
QUORUM INVESTMENT COUNSEL, LLC
October 24, 2006 - February 12, 2008
MACQUARIE CAPITAL (USA) INC.
November 5, 2004 - October 3, 2006
VFINANCE INVESTMENTS, INC
June 30, 2003 - November 10, 2004
GLOBAL PARTNERS SECURITIES INC.
May 17, 2002 - September 23, 2002
TRADITION SECURITIES AND DERIVATIVES LLC
September 11, 2000 - April 8, 2002
CREDIT SUISSE SECURITIES (USA) LLC
October 28, 1999 - March 7, 2000
PERSHING LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 8/6/2003
Limited Representative-Equity Trader ExamCurrent Firm
QUORUM INVESTMENT COUNSEL, LLC
CRD#: 149451 / SEC#: 801-69917
Contact information
Red Flags
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