Greggory J. Flinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Greggory John Flinn was a registered financial professional .
Greggory is a previously registered financial professional and started their career in finance in 1998. Greggory had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2023 - December 22, 2025
GALVEN CAPITAL MANAGEMENT, LLC
March 2, 2023 - December 22, 2025
EVOLUTION CAPITAL STRATEGIES LLC
September 2, 2020 - June 20, 2023
GALVEN CAPITAL MANAGEMENT, LLC
December 13, 2012 - December 31, 2022
EVOLUTION CAPITAL STRATEGIES LLC
December 9, 1998 - April 26, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GALVEN CAPITAL MANAGEMENT, LLC
CRD#: 304843 / SEC#: 801-119122
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 3,403,565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
