Greggory J. Flinn

EVOLUTION CAPITAL STRATEGIES LLC

Telluride, CO

Some features on this profile are disabled

CRD#: 3150485

Professional summary

Greggory John Flinn is a registered financial advisor currently at EVOLUTION CAPITAL STRATEGIES LLC located in Telluride, Colorado and GALVEN CAPITAL MANAGEMENT, LLC located in Telluride, Colorado.

Greggory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Greggory has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Greggory John Flinn is the president of Evolution Capital Strategies, LLC. Mr. Flinn is employed as a business consultant for G-Sky Capital, LLC ("G-Sky"), formerly Keane Advisors, LLC. Mr. Flinn analyzes private transactions for up to 10 hours per month with less than 50% of those hours occurring during normal business hours. Mr. Flinn is paid an annual salary in his role as a business consultant for G-Sky. Mr. Flinn does not provide investment advice to G-Sky or G-Sky's clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greggory John Flinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2023 - Present

EVOLUTION CAPITAL STRATEGIES LLC

RIA

CRD#: 133311

Telluride, CO

Current

August 30, 2023 - Present

GALVEN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 304843

Telluride, CO

Past

September 2, 2020 - June 20, 2023

GALVEN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 304843

Telluride, CO

Past

December 13, 2012 - December 31, 2022

EVOLUTION CAPITAL STRATEGIES LLC

RIA

CRD#: 133311

TELLURIDE, CO

Past

December 9, 1998 - April 26, 2001

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/4/1998

General Securities Representative Examination

Current Firm

GALVEN CAPITAL MANAGEMENT, LLC

CLIMB CAPITAL MANAGEMENT, LLC | GALVEN CAPITAL MANAGEMENT, LLC

CRD#: 304843 / SEC#: 801-119122

RIA

Registered Investment Advisory firm - (6/20/2023 Terminated)

Colorado

Registered Investment Advisory firm - (8/30/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Telluride, CO

Mailing Address

Po Box #2669, Telluride, CO 81435

Phone number

(484) 356-3114

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 3,403,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Greggory J. Flinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greggory John Flinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVOLUTION CAPITAL STRATEGIES LLC

GALVEN CAPITAL MANAGEMENT, LLC

GALVEN CAPITAL MANAGEMENT, LLC

EVOLUTION CAPITAL STRATEGIES LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2018

Series 63

Date: 1/11/1999

Series 7

Date: 12/4/1998

Current Firm

GALVEN CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GALVEN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors