Donald D. Lynch

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CRD#: 315037

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Dennis Lynch, who also goes by Don Lynch, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1969. Donald had worked at 3 firms and has passed the Series 63, Series 5, Series 1, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Don Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 1, 2000 - November 15, 2021

VAN CLEEF ASSET MANAGEMENT INC

RIA

CRD#: 105768

BEACHWOOD, OH

Past

September 4, 1991 - September 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

September 12, 1978 - November 21, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

February 26, 1969 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VAN CLEEF ASSET MANAGEMENT INC

NONE | VAN CLEEF ASSET MANAGEMENT INC

CRD#: 105768 / SEC#: 801-32604

RIA

Registered Investment Advisory firm - (8/5/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/24/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 12/4/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 1

Date: 7/16/1957

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/13/1977

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 2/17/1969

Registered Principal Examination

Current Firm

VAN CLEEF ASSET MANAGEMENT INC

NONE | VAN CLEEF ASSET MANAGEMENT INC

CRD#: 105768 / SEC#: 801-32604

RIA

Registered Investment Advisory firm - (8/5/1988 Approved)

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Contact information

Main Address

3201 Enterprise Pkwy Suite 140, Beachwood, OH 44122

Mailing Address

Phone number

(216) 464-0253

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 1,105,276,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald D. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

VAN CLEEF ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/1985

Series 5

Date: 12/4/1981

Series 1

Date: 7/16/1957

Series 4

Date: 9/13/1977

Series 40

Date: 2/17/1969

Current Firm

VAN CLEEF ASSET MANAGEMENT INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VAN CLEEF ASSET MANAGEMENT INC

TRUST BUT VERIFY

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