Robert M. Tabor

WORTH FINANCIAL GROUP

Austin, TX 78703

Some features on this profile are disabled

CRD#: 3150280

Professional summary

Robert Miles Tabor, who also goes by Bob Tabor, is a registered financial advisor currently at WORTH FINANCIAL GROUP INC. located in Austin, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Tabor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Miles Tabor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2025 - Present

WORTH FINANCIAL GROUP INC.

Office #1: 1211 Baylor St, Austin, TX 78703

RIA

CRD#: 13478

Austin, TX

Past

March 29, 1999 - September 25, 2025

RICHARD P. SLAUGHTER ASSOCIATES, INC.

RIA

CRD#: 109080

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(10/20/2025)

IAR

Texas
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/4/1999

General Securities Representative Examination

Current Firm

WORTH FINANCIAL GROUP INC.

CRD#: 13478 / SEC#: , 8-29827

California

Registered Investment Advisory firm - SEC (12/19/2020 Terminated)

Colorado

Registered Investment Advisory firm - SEC (8/15/2023 Approved)

Florida

Registered Investment Advisory firm - SEC (3/11/2010 Approved)

New Mexico

Registered Investment Advisory firm - SEC (10/16/2025 Approved)

New York

Registered Investment Advisory firm - SEC (8/17/2007 Cancelled)

Texas

Registered Investment Advisory firm - SEC (7/9/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16660 Dallas Parkway Suite 2200, Dallas, TX 75248-2612

Mailing Address

16660 Dallas Parkway Suite 2200, Dallas, TX 75248

Phone number

(469) 916-4287

Established

Texas since 05/24/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
GESIN, LISA LEE	PRESIDENT/OWNER/CCO	4081195

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 2,539,237

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert M. Tabor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Miles Tabor's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORTH FINANCIAL GROUP INC.

RICHARD P. SLAUGHTER ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/1998

Series 7

Date: 2/4/1999

Current Firm

WORTH FINANCIAL GROUP INC.

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORTH FINANCIAL GROUP INC.

TRUST BUT VERIFY

Similar Advisors