Sharon A. Lantz

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CRD#: 3150159

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sharon Ardith Lantz was a registered financial professional .

Sharon is a previously registered financial professional and started their career in finance in 1998. Sharon had worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 9, 2003 - June 1, 2018

LOC INVESTMENT ADVISERS

RIA

CRD#: 105708

HURRICANE, WV

Past

March 7, 2001 - March 24, 2001

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

November 23, 1998 - November 15, 1999

UNITED BROKERAGE SERVICES, INC

CRD#: 39062

PARKERSBURG, WV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOC INVESTMENT ADVISERS

LANHAM ODELL & CO INC | LOC INVESTMENT ADVISERS

CRD#: 105708 / SEC#: 801-16856

RIA

Registered Investment Advisory firm - (2/10/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/10/1998

General Securities Representative Examination

Current Firm

LOC INVESTMENT ADVISERS

LANHAM ODELL & CO INC | LOC INVESTMENT ADVISERS

CRD#: 105708 / SEC#: 801-16856

RIA

Registered Investment Advisory firm - (2/10/1982 Approved)

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Contact information

Main Address

3981 Teays Valley Rd, Hurricane, WV 25526-9080

Mailing Address

Po Box 537, Hurricane, WV 25526-0537

Phone number

(304) 757-8131

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOC FORM ADV PART 2A YE 2024 (11/10/2025)

Regulatory assets under management

Total Number of Accounts	2,204
AUM (Assets Under Management)	$ 770,988,331

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sharon A. Lantz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LOC INVESTMENT ADVISERS

FERRIS, BAKER WATTS, LLC

UNITED BROKERAGE SERVICES, INC

Primary Firm SEC Registration

LOC INVESTMENT ADVISERS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/1999

Series 7

Date: 11/10/1998

Current Firm

LOC INVESTMENT ADVISERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOC INVESTMENT ADVISERS

TRUST BUT VERIFY

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