Joseph Signorelli
Professional summary
Joseph Signorelli JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Joseph had worked at 3 firms, which includes LH ROSS & COMPANY INC., BLUESTONE CAPITAL CORP., PREFERRED SECURITIES GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2001 - December 18, 2002
LH ROSS & COMPANY, INC.
July 7, 2000 - October 19, 2001
BLUESTONE CAPITAL CORP.
April 23, 1999 - July 5, 2000
PREFERRED SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
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