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SB

Sean R. Burke

ALLSPRING FUNDS MANAGEMENT
Naples, FL
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CRD#: 3149850
SB

Professional summary


Sean R Burke, who also goes by Sean Robert Burke, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Naples, Florida and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Naples, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Sean Robert Burke

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Sean R Burke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 30, 2022 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
Naples, FL
Current

July 1, 2022 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
Naples, FL
Past

January 4, 2021 - April 22, 2022

ADVISORS ASSET MANAGEMENT, INC.

RIA
CRD#: 46727
NAPLES, FL
Past

October 2, 2020 - April 22, 2022

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
NAPLES, FL
Past

February 3, 2011 - October 12, 2020

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
STAMFORD, CT
Past

September 16, 2002 - April 17, 2008

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

December 15, 1999 - September 13, 2002

KNIGHT CAPITAL MARKETS LLC

BD
CRD#: 38379
PURCHASE, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/1/2022)
RR
Alaska
(7/1/2022)
RR
Arizona
(7/1/2022)
RR
Arkansas
(7/1/2022)
RR
California
(7/1/2022)
RR
Colorado
(7/1/2022)
RR
Connecticut
(7/1/2022)
RR
Delaware
(7/1/2022)
RR
District of Columbia
(7/1/2022)
RR
Florida
(7/1/2022)
IAR
Florida
(7/20/2022)
RR
Georgia
(7/1/2022)
RR
Hawaii
(7/1/2022)
RR
Idaho
(7/1/2022)
RR
Illinois
(7/1/2022)
RR
Indiana
(7/1/2022)
RR
Iowa
(7/1/2022)
RR
Kansas
(7/1/2022)
RR
Kentucky
(7/1/2022)
RR
Louisiana
(7/1/2022)
RR
Maine
(7/1/2022)
RR
Maryland
(7/1/2022)
RR
Massachusetts
(7/1/2022)
RR
Michigan
(7/1/2022)
RR
Minnesota
(7/1/2022)
RR
Mississippi
(7/1/2022)
RR
Missouri
(7/1/2022)
RR
Montana
(7/1/2022)
RR
Nebraska
(7/1/2022)
RR
Nevada
(7/1/2022)
RR
New Hampshire
(7/1/2022)
RR
New Jersey
(7/1/2022)
RR
New Mexico
(7/1/2022)
RR
New York
(7/1/2022)
RR
North Carolina
(7/1/2022)
RR
North Dakota
(7/1/2022)
RR
Ohio
(7/1/2022)
RR
Oklahoma
(7/1/2022)
RR
Pennsylvania
(7/1/2022)
RR
Puerto Rico
(7/1/2022)
RR
Rhode Island
(7/1/2022)
RR
South Carolina
(7/1/2022)
RR
South Dakota
(7/1/2022)
RR
Tennessee
(7/1/2022)
RR
Texas
(7/1/2022)
RR
Utah
(7/1/2022)
RR
Vermont
(7/1/2022)
RR
Virgin Islands
(7/1/2022)
RR
Virginia
(7/1/2022)
RR
Washington
(7/1/2022)
RR
West Virginia
(7/1/2022)
RR
Wisconsin
(7/1/2022)
RR
Wyoming
(7/1/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/23/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)
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Contact information


Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management


Total Number of Accounts12,065
AUM (Assets Under Management)$ 318,037,012,784

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALLSPRING FUNDS MANAGEMENT, LLC

CRD#: 110841Naples, FL

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