Matthew D. Mulliken
Professional summary
Matthew David Mulliken is a registered financial professional currently at COMMERCE BROKERAGE SERVICES, INC. located in Kansas City, Missouri.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew David Mulliken's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2025 - Present
COMMERCE BROKERAGE SERVICES, INC.
Office #1: 1000 Walnut 3rd Floor, Kansas City, MO 64106June 21, 2022 - September 19, 2025
MESIROW FINANCIAL, INC.
September 28, 2012 - May 6, 2019
ICBA SECURITIES
July 21, 2008 - May 20, 2022
VINING-SPARKS IBG, LLC
May 3, 2004 - July 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2004 - July 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2000 - March 5, 2004
J.P. MORGAN SECURITIES LLC
August 19, 1999 - April 5, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 10/7/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMMERCE BROKERAGE SERVICES, INC.
CRD#: 17140 / SEC#: 801-66509, 8-35096
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERCE BANK | SOLE STOCKHOLDER | |
| CHMELKA, JOHN EMIL | PRINCIPAL OPERATIONS OFFICER | 2052962 |
| HARMON, THOMAS DARIN | PRESIDENT/CHIEF EXECUTIVE OFFICER | 7787415 |
| MOWER, MATHEW ROBERT | SENIOR VICE PRESIDENT | 3176197 |
| REECE, JOSEPH STEVEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2227282 |
| ROWE, MARGARET | CORPORATE SECRETARY | 7576973 |
| SIMPSON, TIFFANY LYNN | TREASURER/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER | 6685507 |
| SWANSON, ERIK ANDREW | EXECUTIVE VICE PRESIDENT | 4170204 |
Regulatory assets under management
| Total Number of Accounts | 3,570 |
| AUM (Assets Under Management) | $ 650,363,405 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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