Mark R. Helliker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Robert Helliker was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2024 - May 28, 2025
REALTA EQUITIES, INC.
January 27, 2020 - July 2, 2020
FIRST ALLIED SECURITIES, INC.
January 27, 2020 - July 2, 2020
CETERA INVESTMENT SERVICES LLC
January 27, 2020 - July 2, 2020
CETERA FINANCIAL SPECIALISTS LLC
January 27, 2020 - July 2, 2020
CETERA ADVISORS LLC
January 27, 2020 - July 2, 2020
CETERA WEALTH SERVICES, LLC
September 6, 2017 - January 26, 2018
AVANTAX INVESTMENT SERVICES, INC.
September 2, 2009 - April 19, 2012
UVEST FINANCIAL SERVICES GROUP, INC.
September 2, 2008 - August 3, 2015
LPL FINANCIAL LLC
August 30, 2000 - July 21, 2008
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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