Karen M. Chancy

INTELLUS ADVISORS

NAPLES, FL 34108

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CRD#: 3149625

Professional summary

Karen M Chancy, CFP®, CPWA® is a registered financial advisor currently at INTELLUS ADVISORS, LLC located in Naples, Florida.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Karen has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Chancy Ventures, LLC: 100% ownership through the Karen M Chancy Trust DTD 12/10/19; 3076 Terramar Drive, Naples, FL 34119; Provides Management Services; Managing Membe; Start Date: 8/2/2024; Hours per Month: 5-10; Hours While Market Open: 1-5; Provides management, strategy, and corporate oversight of Intellus Advisors, LLC (2)Name of Business: Farias, Nancy Address: 3076 Terramar Drive, Naples, FL, 34119, United States Activity Type: Control Person Position/Title: Other (Named Only) Investment Related: Yes Start Date: 06/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Successor Trustee (3) Intellus Advisors, LLC: 50% ownership through Chancy Ventures, LLC; 8889 Pelican Bay Blvd, Suite 102, Naples, FL 34108; Registered Investment Advisor; CEO and Managing Partner; The LLC was formed 6/23/2017, became an operating business this year; Hours per Month: 160-200; Hours While Market Open: 120-130; Provide financial advice, financial planning, and investment management for families and businesses (4) Rental Property; 5944 Sand Wedge Lane #1101, Naples, FL 34110 (condo address); Condo Rental; hours /mo-0, hours market open-0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen M Chancy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CPWA^®

Certified Private Wealth Advisor

Start date: 2015-08-06

Expire date: 2023-06-30

Experience

Current

October 30, 2024 - Present

INTELLUS ADVISORS, LLC

Office #1: 8625 Tamiami Trail N. Suite 301, Naples, FL 34108

RIA

CRD#: 332883

NAPLES, FL

Past

February 13, 2013 - October 7, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Naples, FL

Past

February 13, 2013 - October 7, 2024

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Naples, FL

Past

January 17, 2006 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

NAPLES, FL

Past

January 13, 2006 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

NAPLES, FL

Past

March 22, 2001 - January 25, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BONITA SPRINGS, FL

Past

January 28, 2000 - January 25, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

November 2, 1999 - January 20, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTELLUS ADVISORS, LLC

INTELLUS ADVISORS WEALTH MANAGEMENT | INTELLUS ADVISORS, LLC

CRD#: 332883 / SEC#: 801-131142

RIA

Registered Investment Advisory firm - (9/18/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/17/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/1/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/27/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/21/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

INTELLUS ADVISORS, LLC

INTELLUS ADVISORS WEALTH MANAGEMENT | INTELLUS ADVISORS, LLC

CRD#: 332883 / SEC#: 801-131142

RIA

Registered Investment Advisory firm - (9/18/2024 Approved)

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Contact information

Main Address

8625 Tamiami Trail N. Suite 301, Naples, FL 34108

Mailing Address

Phone number

(239) 649-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTELLUS ADVISORS, LLC ADV PART 2A BROCHURE 4 22 2025 (4/22/2025)

INTELLUS ADVISORS WRAP BROCHURE 4 8 2025 (4/8/2025)

Regulatory assets under management

Total Number of Accounts	3,377
AUM (Assets Under Management)	$ 1,183,640,395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karen M. Chancy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen M Chancy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

INTELLUS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2000

SIE

Date: 10/1/2018

Series 31

Date: 2/17/2004

Series 7

Date: 11/1/1999

Series 10

Date: 3/27/2018

Series 9

Date: 12/21/2017

Current Firm

INTELLUS ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTELLUS ADVISORS, LLC

TRUST BUT VERIFY

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