Karen M Chancy
CFP®, CPWA®Professional Summary
Karen M Chancy, CFP®, CPWA® is a registered financial advisor currently at INTELLUS ADVISORS, LLC located in Naples, Florida. Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Karen has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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AUSDAL FINANCIAL PARTNERS, INC.
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AUSDAL FINANCIAL PARTNERS, INC.
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Contact Information
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AUSDAL FINANCIAL PARTNERS, INC.
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Disclosures on record.
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Credentials
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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AUSDAL FINANCIAL PARTNERS, INC.
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Current Firm
INTELLUS ADVISORS WEALTH MANAGEMENT | INTELLUS ADVISORS, LLC
Contact Information
Main Address
8625 Tamiami Trail N. Suite 301, Naples, FL 34108Phone Number
(239) 649-3600# of Employees
15SEC notice filing (26 States and Territories)
Registered to provide investment advisory services in 26 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,462AUM (Assets Under Management)
$1,350,450,329Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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AUSDAL FINANCIAL PARTNERS, INC.
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Primary Firm SEC Registration
INTELLUS ADVISORS WEALTH MANAGEMENT | INTELLUS ADVISORS, LLC
State Registrations and Notice Filings
(10/30/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2018About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2017About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Karen M Chancy's CRS (Customer Relationship Summary).
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