Everton A. Murdock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Everton Alexander Murdock, who also goes by Alex Murdock, Everton Murdock, was a registered financial professional .
Everton is a previously registered financial professional and started their career in finance in 1998. Everton had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2013 - December 23, 2015
PHX FINANCIAL, INC.
December 21, 2012 - July 9, 2013
NATIONAL SECURITIES CORPORATION
April 11, 2011 - November 16, 2012
CHARLES VISTA LLC
June 9, 2010 - April 11, 2011
AEGIS CAPITAL CORP.
April 21, 2010 - June 7, 2010
FIRST MIDWEST SECURITIES, INC.
March 12, 2010 - April 22, 2010
JHS CAPITAL ADVISORS, LLC
May 31, 2007 - February 26, 2010
JOHN THOMAS FINANCIAL
January 17, 2006 - May 30, 2007
EASTBROOK CAPITAL GROUP LLC
March 16, 2004 - February 15, 2006
JOSEPH STEVENS & CO., INC.
July 29, 2003 - December 5, 2003
LH ROSS & COMPANY, INC.
November 20, 2002 - August 6, 2003
LADENBURG THALMANN & CO. INC.
December 24, 1998 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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