Christopher T. Angle

HERITAGE CAPITAL

Redding, CT

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CRD#: 3149166

Professional summary

Christopher Todd Angle is a registered financial advisor currently at HERITAGE CAPITAL, LLC located in Redding, Connecticut.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Christopher has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 33, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I SELL BOOKS UNDER THE D/B/A OF PHILOSOPHY PUBLISHING CO. I TEACH CHILDREN AND ADULTS THE SPORT OF JUDO UNDER THE COMPANY NAMED STAMFORD LEARNING CENTER, LLC. A AM A COMMODITIES TRADING ADVISOR FOR ASSET/RISK MGMT. I AM AN INVESTMENT ADVISER REPRESENTATIVE FOR HERITAGE CAPITAL. I AM AN INSURANCE REP FOR GLOVER AGENCY OF NORWALK, CT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Todd Angle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2018 - Present

HERITAGE CAPITAL, LLC

RIA

CRD#: 127650

Redding, CT

Past

June 30, 2015 - November 22, 2016

HERITAGE CAPITAL, LLC

RIA

CRD#: 127650

REDDING, CT

Past

August 28, 2008 - December 16, 2014

HERITAGE CAPITAL, LLC

RIA

CRD#: 127650

REDDING, CT

Past

February 11, 2008 - September 6, 2011

FIRST UNION SECURITIES, INC.

CRD#: 129502

SHELTON, CT

Past

August 18, 2003 - December 31, 2005

BENEFICIAL CAPITAL INC.

RIA

CRD#: 8219

WOODBRIDGE, CT

Past

July 10, 2002 - November 4, 2005

GEMINI FINANCIAL CORPORATION

CRD#: 34626

NEW YORK, NY

Past

July 8, 2000 - August 23, 2001

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

March 13, 2000 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

November 10, 1999 - March 23, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 11, 1998 - August 26, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 11, 1998 - August 26, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE CAPITAL, LLC

CRD#: 127650 / SEC#: 801-132778

RIA

Registered Investment Advisory firm - (5/15/2025 Approved)

Connecticut

Registered Investment Advisory firm - (6/2/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/22/2025 Terminated)

Maryland

Registered Investment Advisory firm - (4/2/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/22/2025 Terminated)

New York

Registered Investment Advisory firm - (5/22/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/14/2013 Terminated)

Rhode Island

Registered Investment Advisory firm - (6/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/12/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 33

Date: 11/6/2003

Financial Instruments Examination

General Industry/Product Exam

Series 7

Date: 11/9/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HERITAGE CAPITAL, LLC

CRD#: 127650 / SEC#: 801-132778

RIA

Registered Investment Advisory firm - (5/15/2025 Approved)

Connecticut

Registered Investment Advisory firm - (6/2/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/22/2025 Terminated)

Maryland

Registered Investment Advisory firm - (4/2/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/22/2025 Terminated)

New York

Registered Investment Advisory firm - (5/22/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/14/2013 Terminated)

Rhode Island

Registered Investment Advisory firm - (6/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/22/2025 Terminated)

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Contact information

Main Address

1 Bradley Road Suite 202, Woodbridge, CT 06525

Mailing Address

Phone number

(203) 389-3553

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/14/2025)

Regulatory assets under management

Total Number of Accounts	645
AUM (Assets Under Management)	$ 128,908,923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher T. Angle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Todd Angle's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE CAPITAL, LLC

HERITAGE CAPITAL, LLC

FIRST UNION SECURITIES, INC.

BENEFICIAL CAPITAL INC.

GEMINI FINANCIAL CORPORATION

OSAIC FS, INC.

POLARIS FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HERITAGE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/1999

Series 63

Date: 11/11/1998

Series 3

Date: 4/12/2004

Series 33

Date: 11/6/2003

Series 7

Date: 11/9/1999

Series 6

Date: 11/9/1998

Current Firm

HERITAGE CAPITAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE CAPITAL, LLC

TRUST BUT VERIFY

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