Todd G. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Geoffrey Miller was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1998. Todd had worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2013 - August 6, 2014
QUASAR TRADING, LLC
August 4, 2011 - December 3, 2012
CENTAURUS FINANCIAL, INC.
January 23, 2009 - June 13, 2011
MCL FINANCIAL GROUP, INC.
July 2, 2003 - January 9, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
September 6, 2002 - April 22, 2003
AMERIPRISE ADVISOR SERVICES, INC.
February 14, 2002 - July 5, 2002
B. RILEY WEALTH MANAGEMENT
June 4, 2001 - February 22, 2002
QUICK & REILLY, INC.
November 25, 1998 - May 21, 2001
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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