Scott A. Merkelson
Professional summary
Scott Aaron Merkelson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Scott had worked at 8 firms, which includes TD AMERITRADE INC., EQUITABLE ADVISORS LLC, TRADESTATION SECURITIES INC., CARLIN EQUITIES LLC, S.G. MARTIN SECURITIES LLC, MAGNUM SECURITIES OF NEW YORK INC., WORLD FIRST FINANCIAL SERVICES INC., FIN-ATLANTIC SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2019 - October 28, 2019
TD AMERITRADE, INC.
November 27, 2018 - December 12, 2018
EQUITABLE ADVISORS, LLC
July 14, 2004 - January 31, 2017
TRADESTATION SECURITIES, INC.
September 20, 2000 - July 7, 2004
CARLIN EQUITIES, LLC
December 7, 1999 - January 9, 2000
S.G. MARTIN SECURITIES LLC
November 11, 1999 - November 23, 1999
MAGNUM SECURITIES OF NEW YORK INC.
November 11, 1999 - September 20, 2000
WORLD FIRST FINANCIAL SERVICES, INC.
December 9, 1998 - September 16, 1999
FIN-ATLANTIC SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 2/6/2003
Limited Representative-Equity Trader ExamCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
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