JM
Jeanne A. Moir
PARK AVENUE SECURITIES LLC
SHREWSBURY, NJ 07702-4331
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CRD#: 3148626
JM
Professional summary
Jeanne Ann Moir, who also goes by Jeanne Ann Coutu, Jeanne A Moir, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Shrewsbury, New Jersey.
Jeanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jeanne has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeanne Ann Coutu | Jeanne A Moir
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Play2Win, Board Member of 501c-3,
We run sporting events that benefit charities that help children,
Start: 1/1/2025,
Address: 1040 Broad Street, Building 2, 2nd Floor, Shrewsbury NJ 07702,
0 total hours per month;
No annual compensation,
Not investment related,
2. Coastal LeTip, President, Networking Group,
Start: 04/1/2025,
Address: 1040 Broad Street, Building 2, 2nd Floor, Shrewsbury NJ 07702,
7 total hours per month, 2 during securities trading hours,
No annual compensation,
Not investment related,
3. The Giving Back Forum, Founder, all volunteer work, set up to hold blood drives,
Start: 03/04/2019,
Address: Bell Works 101 Crawford Corner Road, Holmdel NJ 07733,
5 total hours per month, 0 during securities trading hours,
No annual compensation,
Not investment related,
4. Planning Alliance Consulting, Fee Based consulting for businesses and estates,
Start: 04/19/2024,
Address: 1040 Broad Street, Building 2, 2nd Floor, Shrewsbury NJ 07702,
15 total hours per month, 15 during securities trading hours,
Less than 10% annual compensation,
Not investment related,
5. Ash Brokerage-Insurance other than Guardian,
Start: 08/5/2025,
Address: 1040 Broad Street, Building 2, 2nd Floor Shrewsbury NJ 07702,
5 total hours per month; 5 during securities trading hours,
Less than 10% annual compensation,
Investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Jeanne Ann Moir's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeanne Ann Moir's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331RIA
BD
CRD#: 46173
SHREWSBURY, NJ
Current
July 20, 2012 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331RIA
BD
CRD#: 46173
SHREWSBURY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/21/2020)
IAR
California(5/21/2020)
RR
Delaware(10/30/2023)
IAR
Delaware(11/1/2023)
RR
Florida(1/22/2014)
IAR
Florida(1/23/2014)
RR
Georgia(11/13/2024)
IAR
Georgia(11/15/2024)
RR
Illinois(10/22/2019)
IAR
Illinois(11/12/2019)
RR
Michigan(10/8/2024)
IAR
Michigan(10/10/2024)
RR
New Jersey(7/20/2012)
IAR
New Jersey(10/22/2013)
RR
New York(11/11/2013)
IAR
New York(11/10/2021)
RR
Pennsylvania(11/19/2014)
IAR
Pennsylvania(10/26/2018)
RR
South Carolina(4/20/2024)
IAR
South Carolina(4/23/2024)
RR
Texas(9/24/2021)
IAR
Texas(9/24/2021)
RR
Virginia(2/25/2019)
IAR
Virginia(12/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Shrewsbury, NJ 07702-4331TRUST BUT VERIFY
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