Eric M. Norton

COREBRIDGE CAPITAL SERVICES

Woodland Hills, CA 91367

Some features on this profile are disabled

CRD#: 3148323

Professional summary

Eric Michael Norton, who also goes by Eric Michael Norton, Eric M Norton, Eric Norton, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric Michael Norton | Eric M Norton | Eric Norton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Michael Norton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2024 - Present

COREBRIDGE CAPITAL SERVICES, INC.

Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367

CRD#: 13158

Woodland Hills, CA

Past

April 26, 2023 - March 25, 2024

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

February 16, 2021 - April 11, 2023

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

December 4, 2018 - December 21, 2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

April 12, 2011 - November 26, 2018

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

October 12, 2009 - April 5, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BEXLEY, OH

Past

February 20, 2008 - October 14, 2008

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BOCA RATON, FL

Past

June 13, 2007 - February 20, 2008

COSTA FINANCIAL SECURITIES, INC.

CRD#: 45039

BOCA RATON, FL

Past

March 30, 2004 - May 3, 2007

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RALEIGH, NC

Past

October 15, 2002 - February 2, 2004

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

January 27, 1999 - November 16, 1999

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/18/2024)

Montana
(3/18/2024)

Nevada
(3/18/2024)

Utah
(3/18/2024)

Exams

State Security Law Exam

Series 63

Date: 12/23/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/14/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

30 Hudson Street 16th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 16th Floor, Jersey City, NJ 07302

Phone number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SUNAMERICA ASSET MANAGEMENT, LLC.	SHAREHOLDER
BURNETTE, CYNTHIA LEA	CHIEF FINANCIAL OFFICER	1863103
FORTEY, MICHAEL	CHIEF COMPLIANCE OFFICER	2304969
NASTA, CHRISTINA MARIE	PRESIDENT	2736888

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Natalia Avila

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

SANTA CLARITA, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric M. Norton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Michael Norton's CRS (Customer Relationship Summary).

Certified licenses

Experience

P.J. ROBB VARIABLE, LLC

CUNA BROKERAGE SERVICES, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

NATIONWIDE INVESTMENT SERVICES CORPORATION

CHASE INVESTMENT SERVICES CORP.

SUMMIT BROKERAGE SERVICES, INC.

COSTA FINANCIAL SECURITIES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

DELAWARE DISTRIBUTORS, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/2002

SIE

Date: 10/1/2018

Series 6

Date: 10/14/2002

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors