Jonathan V. Froude
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Virtucio Froude was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1999. Jonathan had worked at 12 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2017 - July 18, 2017
VIRTUE CAPITAL MANAGEMENT, LLC
December 24, 2014 - October 4, 2016
HORTER INVESTMENT MANAGEMENT, LLC
June 7, 2012 - November 21, 2014
REDHAWK WEALTH ADVISORS, INC.
February 16, 2011 - May 31, 2012
FA ADVISOR NETWORK, LLC.
October 25, 2007 - February 14, 2011
PLANMEMBER SECURITIES CORPORATION
October 25, 2007 - February 14, 2011
PLANMEMBER SECURITIES CORPORATION
April 18, 2007 - October 23, 2007
WELLSTONE SECURITIES, LLC
March 28, 2006 - October 23, 2007
WELLSTONE SECURITIES, LLC
April 2, 2004 - April 3, 2006
RESOURCE HORIZONS GROUP LLC
May 7, 2003 - January 5, 2004
MONY SECURITIES CORPORATION
January 9, 2003 - May 6, 2003
QA3 FINANCIAL LLC
January 3, 2003 - May 6, 2003
QA3 FINANCIAL CORP.
September 4, 2001 - January 8, 2003
VALIC FINANCIAL ADVISORS, INC.
May 28, 1999 - January 8, 2003
VALIC FINANCIAL ADVISORS, INC.
March 4, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
Contact information
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
