EC

Edmund O. Cordero

WEALTHSTAR ADVISORS
McKinney, TX 75070
Some features on this profile are disabled
CRD#: 3148285
EC

Professional summary


Edmund Ouano Cordero, who also goes by Ed Cordero, is a registered financial advisor currently at WEALTHSTAR ADVISORS, LLC located in Mckinney, Texas.

Edmund is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Edmund has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ed Cordero

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Edmund Ouano Cordero's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 10, 2013 - Present

WEALTHSTAR ADVISORS, LLC

Office #1: 5900 S Lake Forest Drive Suite 300, Mckinney, TX 75070
RIA
CRD#: 164957
McKinney, TX
Past

August 2, 2012 - December 31, 2013

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
PLANO, TX
Past

April 11, 2011 - July 12, 2012

BEST DIRECT SECURITIES, LLC

BD
CRD#: 146053
RICHARDSON, TX
Past

March 21, 2011 - July 20, 2012

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

RIA
CRD#: 155820
RICHARDSON, TX
Past

January 28, 1999 - March 25, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
RICHARDSON, TX
Past

December 17, 1998 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

December 17, 1998 - March 25, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
RICHARDSON, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHSTAR ADVISORS, LLC
PROSPERITY RETIREMENT GROUP | WEALTHSTAR ADVISORS, LLC | RCS-CFP

CRD#: 164957 / SEC#: 801-79121

RIA
Registered Investment Advisory firm - (2/3/2014 Approved)
Kansas
Registered Investment Advisory firm - (2/4/2014 Terminated)
Texas
Registered Investment Advisory firm - (2/4/2014 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(12/10/2013)

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


WA
WEALTHSTAR ADVISORS, LLC
PROSPERITY RETIREMENT GROUP | WEALTHSTAR ADVISORS, LLC | RCS-CFP

CRD#: 164957 / SEC#: 801-79121

RIA
Registered Investment Advisory firm - (2/3/2014 Approved)
Kansas
Registered Investment Advisory firm - (2/4/2014 Terminated)
Texas
Registered Investment Advisory firm - (2/4/2014 Terminated)
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Contact information


Main Address
305b W Spring Creek Parkway Suite 400, Plano, TX 75023
Mailing Address
Phone number
(972) 372-2935
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts1,825
AUM (Assets Under Management)$ 723,608,845

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTHSTAR ADVISORS, LLC

CRD#: 164957Mckinney, TX 75070

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