Faye D. Draper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Faye D Draper, who also goes by Faye Darlene Draper, Faye D Lynch, Faye D Smith, was a registered financial professional .
Faye is a previously registered financial professional and started their career in finance in 1998. Faye had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24, Series 9, Series 10 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2009 - July 6, 2011
EVERENCE SECURITIES, INC.
November 4, 2009 - November 5, 2009
EVERENCE SECURITIES, INC.
October 22, 2008 - November 29, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 21, 2008 - November 29, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 30, 2005 - October 13, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 28, 2000 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
December 14, 1998 - October 13, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
EVERENCE SECURITIES, INC.
CRD#: 128158 / SEC#: , 8-66095
Contact information
Documents
Direct owners and executive officers
Red Flags
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