Gerald A. Shantzer

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CRD#: 3147457

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerald Alan Shantzer was a registered financial professional .

Gerald is a previously registered financial professional and started their career in finance in 1998. Gerald had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Shantzer receives compensation in connection with his real estate investments, however, this activity does not require any substantial commitment of his time and is in no way connected with Marcum Wealth, and does not propose any conflicts. Mr. Shantzer is also a licensed insurance agent and spends approximately 10 hours per month on, and derives income from, such other activities. Mr. Shantzer may refer clients to Marcum Insurance Services, LLC (MIS) for insurance-related services and products. MIS is an affiliated insurance agency of Marcum Wealth. Given Jerry Shantzer's employment with Marcum Wealth, he has an economic incentive to recommend MIS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 25, 2021 - April 3, 2023

MARCUM WEALTH, LLC

RIA

CRD#: 134628

Philadelphia, PA

Past

February 23, 2017 - December 2, 2021

MARCUM FINANCIAL SERVICES LLC

RIA

CRD#: 152309

Philadelphia, PA

Past

June 23, 2010 - December 31, 2016

MARCUM FINANCIAL SERVICES LLC

RIA

CRD#: 152309

MELVILLE, NY

Past

January 2, 2009 - April 8, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PHILADELPHIA, PA

Past

April 26, 2001 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

PHILADELPHIA, PA

Past

March 19, 2001 - April 8, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PHILADELPHIA, PA

Past

July 19, 2000 - December 31, 2010

MARGOLIS FINANCIAL SERVICES,LLC

RIA

CRD#: 124003

BALA CYNWYD, PA

Past

December 16, 1998 - March 23, 2001

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/28/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/8/2001

General Securities Principal Examination

Current Firm

MARCUM WEALTH, LLC

CRD#: 134628 / SEC#: 801-67563

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Contact information

Main Address

6685 Beta Drive, Cleveland, OH 44143

Mailing Address

Phone number

(440) 459-5900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

MARCUM WEALTH FEBRUARY 2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	7,238
AUM (Assets Under Management)	$ 2,972,773,629

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/20/2024	Cover Page	Report
06/26/2023	Cover Page	Report
12/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald A. Shantzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MARCUM FINANCIAL SERVICES LLC

MARCUM FINANCIAL SERVICES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MARGOLIS FINANCIAL SERVICES,LLC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/11/1998

Series 51

Date: 4/28/2003

Series 24

Date: 6/8/2001

Current Firm

MARCUM WEALTH, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARCUM WEALTH, LLC

TRUST BUT VERIFY

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