Gerald Alan Shantzer
Professional Summary
Gerald Alan Shantzer was a registered financial advisor. Gerald was a previously registered financial professional and started their career in finance 1998 - 2023. Gerald had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
Past
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Current Firm
ALTUS INVESTMENT ADVISORS | MARCUM WEALTH, LLC | MARCUM WEALTH | AURUM WEALTH MANAGEMENT GROUP LLC | AURUM ADVISORY SERVICES | ALTUS INVESTMENT ADVISORS LLC
Contact Information
Main Address
6685 Beta Drive, Cleveland, OH 44143Phone Number
(440) 459-5900# of Employees
38Regulatory Assets Under Management
Total Number of Accounts
7,238AUM (Assets Under Management)
$2,972,773,629Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | Cover Page | Report |
| 06/26/2023 | Cover Page | Report |
| 12/16/2022 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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