Eli S. Lustgarten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eli Simon Lustgarten, who also goes by Eli S Lustgarten, was a registered financial professional .
Eli is a previously registered financial professional and started their career in finance in 1973. Eli had worked at 7 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2006 - February 24, 2017
LONGBOW SECURITIES, LLC
April 26, 2005 - March 8, 2006
AMERICA NORTHCOAST SECURITIES, INC.
September 19, 2003 - February 10, 2005
J. B. HANAUER & CO.
May 16, 2000 - October 17, 2003
H.C.WAINWRIGHT & CO., LLC
June 9, 1995 - May 11, 2000
SCHRODER & CO. INC.
June 1, 1984 - June 29, 1995
UBS FINANCIAL SERVICES INC.
August 31, 1973 - June 4, 1984
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/27/1973
Registered Representative ExaminationCurrent Firm
LONGBOW SECURITIES, LLC
CRD#: 135738 / SEC#: , 8-66950
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LONGBOW RESEARCH, LLC | OWNER | |
| MACGREGOR, DAVID SUTHERLAND | PRESIDENT/DIRECTOR OF RESEARCH/CHIEF COMPLIANCE OFFICER/FINOP | 2685554 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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