Michael S. Catalano
Professional summary
Michael S. Catalano, who also goes by Michael Salvatore Catalano, Michael Catalano, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael S. Catalano's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2023 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310May 15, 2018 - July 17, 2018
CG CAPITAL MARKETS, LLC
March 7, 2017 - November 27, 2017
BNY MELLON CAPITAL MARKETS, LLC
July 29, 2014 - March 2, 2017
MESIROW FINANCIAL, INC.
June 26, 2007 - May 28, 2014
BROWNSTONE INVESTMENT GROUP, LLC
September 9, 2005 - June 19, 2007
PERSHING LLC
April 21, 2004 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
July 10, 2000 - April 27, 2004
TD AMERITRADE, INC.
June 28, 1999 - July 6, 2000
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/24/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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