Stacia H. Ikpe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacia Herman Ikpe, who also goes by Stacia Marie Herman, was a registered financial professional .
Stacia is a previously registered financial professional and started their career in finance in 1999. Stacia had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2020 - June 1, 2026
FRED ALGER & COMPANY, LLC
September 29, 2015 - July 1, 2019
DWS DISTRIBUTORS, INC.
October 5, 2006 - August 28, 2015
LORD, ABBETT & CO. LLC
September 26, 2006 - August 28, 2015
LORD ABBETT DISTRIBUTOR LLC
February 4, 1999 - April 4, 2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
