Dennis J. Grier
Professional summary
Dennis J Grier is a registered financial advisor currently at CSA FINANCIAL MANAGEMENT, INC. located in Hummelstown, Pennsylvania.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Dennis has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis J Grier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2003 - Present
CSA FINANCIAL MANAGEMENT, INC.
August 26, 2003 - December 10, 2004
CSA FINANCIAL ASSOCIATES, LLC
September 19, 2001 - February 19, 2003
PROFESSIONAL FINANCIAL ADVISORS, INC.
July 23, 2001 - January 27, 2003
PFA SECURITY ASSET MANAGEMENT, INC.
March 31, 2000 - August 6, 2001
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 29, 1999 - April 4, 2000
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/28/2003)
Exams
Series 28
Date: 11/26/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CSA FINANCIAL MANAGEMENT, INC.
CRD#: 123316 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 27,268,185 |
Red Flags
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