Terence A. O'prey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Arnold O'prey, who also goes by Terry A. O'prey, Terence Arnold Oprey Jr., Terry Oprey Jr, Terence Arnold Oprey, was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1998. Terence had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2022 - October 11, 2023
ALDEN INVESTMENT GROUP
February 23, 2022 - October 11, 2023
J. ALDEN ASSOCIATES, INC.
October 14, 2020 - February 3, 2022
LION STREET ADVISORS, LLC
October 6, 2020 - February 3, 2022
LION STREET FINANCIAL, LLC
February 14, 2019 - March 27, 2020
M HOLDINGS SECURITIES, INC.
April 28, 2017 - November 9, 2018
M HOLDINGS SECURITIES, INC.
April 28, 2017 - March 27, 2020
M HOLDINGS SECURITIES, INC.
August 11, 2015 - July 29, 2016
LION STREET ADVISORS, LLC
August 8, 2015 - July 29, 2016
LION STREET FINANCIAL, LLC
April 7, 2009 - August 12, 2015
KESTRA INVESTMENT SERVICES, LLC
April 6, 2009 - August 12, 2015
KESTRA INVESTMENT SERVICES, LLC
January 19, 2009 - July 7, 2009
USF ADVISORS, LLC
February 12, 2008 - March 24, 2009
USF SECURITIES, L.P.
February 3, 1999 - February 21, 2008
CETERA ADVISORS LLC
November 3, 1998 - February 4, 1999
MUTUAL SERVICE CORPORATION
Primary Firm SEC Registration
ALDEN INVESTMENT GROUP
CRD#: 317077 / SEC#: 801-122688
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALDEN INVESTMENT GROUP
CRD#: 317077 / SEC#: 801-122688
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 319,233,679 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
