Ann M. Thibodeau

BRIDGEWATER ADVISORS

NEW YORK, NY 10020

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CRD#: 3146174

Professional summary

Ann Marie Thibodeau is a registered financial advisor currently at BRIDGEWATER ADVISORS INC. located in New York, New York.

Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ann has worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Marie Thibodeau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2021 - Present

BRIDGEWATER ADVISORS INC.

Office #1: 600 Fifth Avenue 26th Floor, New York, NY, 10020

RIA

CRD#: 109826

NEW YORK, NY

Past

December 1, 2002 - July 27, 2007

UST SECURITIES CORP.

CRD#: 13906

NEW YORK, NY

Past

February 24, 1999 - December 1, 2002

UST FINANCIAL SERVICES CORP.

CRD#: 36881

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGEWATER ADVISORS INC.

CRD#: 109826 / SEC#: 801-48380

RIA

Registered Investment Advisory firm - (1/1/1995 Approved)

California

Registered Investment Advisory firm - (5/15/2001 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2002

General Securities Principal Examination

Current Firm

BRIDGEWATER ADVISORS INC.

CRD#: 109826 / SEC#: 801-48380

RIA

Registered Investment Advisory firm - (1/1/1995 Approved)

California

Registered Investment Advisory firm - (5/15/2001 Cancelled)

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Contact information

Main Address

600 Fifth Avenue 26th Floor, New York, NY, 10020

Mailing Address

Phone number

(212) 221-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIDGEWATER ADVISORS BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	2,619
AUM (Assets Under Management)	$ 2,136,285,351

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/19/2025	Cover Page	Report
09/25/2024	Cover Page	Report
01/02/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ann M. Thibodeau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Marie Thibodeau's CRS (Customer Relationship Summary).

Certified licenses

Experience

UST SECURITIES CORP.

UST FINANCIAL SERVICES CORP.

Primary Firm SEC Registration

BRIDGEWATER ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/1999

Series 7

Date: 8/20/2001

Series 6

Date: 2/23/1999

Series 24

Date: 3/28/2002

Current Firm

BRIDGEWATER ADVISORS INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRIDGEWATER ADVISORS INC.

TRUST BUT VERIFY

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