Nathan C. Goodwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Charles Goodwin, who also goes by Nate Goodwin, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1998. Nathan had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2025 - May 12, 2026
AMERITAS ADVISORY SERVICES, LLC
May 15, 2025 - May 12, 2026
AMERITAS INVESTMENT COMPANY, LLC
July 1, 2024 - January 27, 2025
BALDWIN WEALTH PARTNERS, LLC
December 21, 2022 - July 2, 2024
KLR INVESTMENT ADVISORS, LLC
June 9, 2016 - December 16, 2022
CITIZENS SECURITIES, INC.
June 9, 2016 - December 16, 2022
CITIZENS SECURITIES, INC.
January 10, 2014 - June 16, 2016
SIGNATOR INVESTORS, INC.
August 6, 2013 - June 16, 2016
SIGNATOR INVESTORS, INC.
November 1, 2007 - July 26, 2013
OSAIC FS, INC.
February 3, 2005 - August 29, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 9, 2000 - January 26, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
December 11, 1998 - September 14, 1999
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
