Boris Blum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boris Blum was a registered financial professional .
Boris is a previously registered financial professional and started their career in finance in 1998. Boris had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2008 - December 31, 2015
WEALTH PLANNING AND MANAGEMENT
June 10, 2008 - March 16, 2009
OSAIC FS, INC.
May 16, 2008 - August 20, 2010
OSAIC FS, INC.
March 24, 2006 - May 20, 2008
VOYA FINANCIAL ADVISORS, INC.
March 24, 2006 - May 20, 2008
VOYA FINANCIAL ADVISORS, INC.
June 1, 2005 - April 11, 2006
EQUITABLE ADVISORS, LLC
June 1, 2005 - April 11, 2006
EQUITABLE ADVISORS, LLC
July 31, 2003 - June 1, 2005
MONY SECURITIES CORPORATION
July 18, 2002 - June 1, 2005
MONY SECURITIES CORPORATION
February 8, 2000 - July 30, 2002
MML INVESTORS SERVICES, LLC
November 4, 1999 - July 30, 2002
MML INVESTORS SERVICES, LLC
November 20, 1998 - April 29, 1999
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTH PLANNING AND MANAGEMENT
CRD#: 147087 / SEC#:
Contact information
Red Flags
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